trueNAICS523150—Investment Banking and Securities Intermediation
Description
Businesses classified under NAICS 523150 (Investment Banking and Securities Intermediation) are involved in: underwriting, originating, and/or maintaining markets for issues of securities, or acting as agents (brokers) between buyers and sellers in buying or selling securities on a commission or transaction fee basis. Investment bankers act as principals (investors who buy or sell on their own account) in firm commitment transactions or act as agents in best effort and standby commitments. This industry also includes establishments acting as principals in buying or selling securities generally on a spread basis, such as securities dealers or stock option dealers.
Typical Business Activities
Included Activities
- +Maintaining markets for issues of securities
- +Selling securities on a commission or transaction fee basis
- +Selling securities generally on a spread basis
- +Underwriting
- +Originating
Code Crosswalks
| System | Code | Title |
|---|---|---|
| ISIC | 6499 | Other financial service activities, except insurance and pension funding activities, n.e.c. |
| ISIC | 6612 | Security and commodity contracts brokerage |
| NACE | 64.99 | Other financial service activities, except insurance and pension funding n.e.c. |
| NACE | 66.12 | Security and commodity contracts brokerage |
| SIC | 6211 | Security Brokers, Dealers, and Flotation Companies (security dealers and underwriters) |
Sample Companies
View all 49,933 companies →Citi
Citi's mission is to serve as a trusted partner to our clients by responsibly providing financial services that enable growth and economic progress.
Goldman Sachs
The Goldman Sachs Group, Inc. is a leading global investment banking, securities, and asset and wealth management firm that provides a wide range of financial services.
TD Securities
As a leading corporate and investment bank, TD Securities offers a wide range of integrated capital markets products and services.
Cantor Fitzgerald
Cantor Fitzgerald is a leading global financial services firm, serving clients from over 30 offices around the world.
Guggenheim Partners
Guggenheim Partners has a track record of delivering innovative investment and advisory solutions.
Newmark
Newmark is a leading commercial real estate advisor and service provider to large institutional investors, global corporations, and other owners and…
Bear Stearns
Bear Stearns was a major investment bank that collapsed in 2008 and was acquired by JPMorgan Chase during the financial crisis.
StoneX
StoneX Specialty Coffee, a division of StoneX Commodity Solutions, is deeply committed to providing exceptional specialty coffees with superior customer service, logistics, and unwavering support for sustainability and the environment.
JPMorgan Chase
J. P. Morgan & Co. was founded in 1871 by the American financier J. P. Morgan, who launched the House of Morgan on 23 Wall Street as a national purveyor of commercial, investment, and private banking services.
Morgan Stanley Bank N.A.
Discover how we help individuals, families, institutions and governments raise, manage and distribute the capital they need to achieve their goals.
Veridion tracks +49,933 companies under NAICS 523150
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