NAICS Code for Investment Company
The primary NAICS code for Investment Company is 523150 — Investment Banking and Securities Intermediation. Businesses classified under NAICS 523150 (Investment Banking and Securities Intermediation) are involved in: underwriting, originating, and/or maintaining markets for issues of securities, or acting as agents (brokers) between buyers and sellers in buying or selling securities on a commission or transaction fee basis. Investment bankers act as principals (investors who buy or sell on their own account) in firm commitment transactions or act as agents in best effort and standby commitments. This industry also includes establishments acting as principals in buying or selling securities generally on a spread basis, such as securities dealers or stock option dealers. Typical activities include: Maintaining markets for issues of securities, Selling securities on a commission or transaction fee basis, Selling securities generally on a spread basis, Underwriting, Originating.
Primary NAICS Code
523150Investment Banking and Securities IntermediationAbout Investment Company
Businesses classified under NAICS 523150 (Investment Banking and Securities Intermediation) are involved in: underwriting, originating, and/or maintaining markets for issues of securities, or acting as agents (brokers) between buyers and sellers in buying or selling securities on a commission or transaction fee basis. Investment bankers act as principals (investors who buy or sell on their own account) in firm commitment transactions or act as agents in best effort and standby commitments. This industry also includes establishments acting as principals in buying or selling securities generally on a spread basis, such as securities dealers or stock option dealers.
Typical Business Activities
What's Included
- +Maintaining markets for issues of securities
- +Selling securities on a commission or transaction fee basis
- +Selling securities generally on a spread basis
- +Underwriting
- +Originating
How to Determine Your NAICS Code
While 523150 (Investment Banking and Securities Intermediation) is the most common classification for investment company, your specific code depends on your primary revenue-generating activity. Review the included and excluded activities above to confirm this code fits your business. If your operations span multiple categories, use the code that best represents your largest source of revenue. You can also use the search tool below to describe your specific business activities and find the most accurate match.
Example Companies
Guggenheim Partners
Guggenheim Partners has a track record of delivering innovative investment and advisory solutions.
Chicago, Illinois, United States
Goldman Sachs
The Goldman Sachs Group, Inc. is a leading global investment banking, securities, and asset and wealth management firm that provides a wide range of financial services.
Battery Park City, New York, United States
TD Securities
As a leading corporate and investment bank, TD Securities offers a wide range of integrated capital markets products and services.
Toronto, Ontario, Canada
Cantor Fitzgerald
Cantor Fitzgerald is a leading global financial services firm, serving clients from over 30 offices around the world.
New York, New York, United States
Describe Your Business
Need a more specific NAICS code? Search by your business activity or company name: